Wing Shan (SFC:AQG808) Siu
蕭頴珊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wing Shan (SFC:AQG808) Siu (蕭頴珊), CE reference AQG808. Currently licensed at 1 firm(s): T. Rowe Price Hong Kong Limited. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| T. Rowe Price Hong Kong Limited 普徠仕香港有限公司 |
Rep | Type 1 — Dealing in securities | 2022-08-12 | present |
| T. Rowe Price Hong Kong Limited 普徠仕香港有限公司 |
Rep | Type 4 — Advising on securities | 2022-08-12 | present |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
Rep | Type 1 — Dealing in securities | 2016-12-07 | 2022-07-29 |
| Invesco Asset Management Asia Limited 景順投資管理亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2016-12-07 | 2021-12-31 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
Rep | Type 4 — Advising on securities | 2016-12-07 | 2022-07-29 |
| SYZ Asset Management (Asia) Limited 思泰資產管理(亞洲)有限公司 |
RO | Type 1 — Dealing in securities | 2014-11-24 | 2016-09-15 |
| SYZ Asset Management (Asia) Limited 思泰資產管理(亞洲)有限公司 |
RO | Type 4 — Advising on securities | 2014-11-24 | 2016-09-15 |
| SYZ Asset Management (Asia) Limited 思泰資產管理(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-09-26 | 2014-11-24 |
| SYZ Asset Management (Asia) Limited 思泰資產管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2014-09-26 | 2014-11-24 |
| GAM Hong Kong Limited 環球投資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-10-05 | 2014-09-13 |
| GAM Hong Kong Limited 環球投資(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2009-10-05 | 2014-09-13 |
| Julius Baer (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2008-01-14 | 2009-10-01 |
| Julius Baer (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2008-01-14 | 2009-10-01 |