Huei-Ping Shih
施惠萍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Huei-Ping Shih (施惠萍), a licensed former licensee with CE reference AQG773. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2008-10-20 | 2010-04-22 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2008-10-20 | 2010-04-22 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2008-01-11 | 2008-10-20 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-01-11 | 2008-10-20 |