Mathias Philipp Buettiker
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mathias Philipp Buettiker ( ), a licensed former licensee with CE reference AQF581. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| La Roche & Co Asia Limited 瑞羅亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2010-06-08 | 2011-10-14 |
| La Roche & Co Asia Limited 瑞羅亞洲有限公司 |
RO | Type 4 — Advising on securities | 2010-06-08 | 2011-10-14 |
| La Roche & Co Asia Limited 瑞羅亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2008-03-05 | 2009-06-30 |
| La Roche & Co Asia Limited 瑞羅亞洲有限公司 |
RO | Type 4 — Advising on securities | 2008-03-05 | 2009-06-30 |
| La Roche & Co Asia Limited 瑞羅亞洲有限公司 |
RO | Type 9 — Asset management | 2008-03-05 | 2008-11-20 |