Todd Michael Moses
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Todd Michael Moses ( ), a licensed former licensee with CE reference AQE599. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 - Providing automated trading services | 2010-03-12 | 2013-09-05 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2008-01-02 | 2015-06-30 |