Yu (SFC:AQE197) Li
厲瑜
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yu (SFC:AQE197) Li (厲瑜), a licensed former licensee with CE reference AQE197. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2007-12-24 | 2008-04-22 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2007-12-24 | 2008-04-22 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2007-12-24 | 2008-04-22 |