Wai Man (SFC:AQD347) Tai
戴偉文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Man (SFC:AQD347) Tai (戴偉文), CE reference AQD347. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SinoPro Securities Limited 中益證券有限公司 |
RO | Type 1 — Dealing in securities | 2024-01-23 | 2025-12-30 |
| SinoPro Securities Limited 中益證券有限公司 |
RO | Type 4 — Advising on securities | 2024-01-23 | 2025-12-30 |
| SinoPro Securities Limited 中益證券有限公司 |
RO | Type 9 — Asset management | 2024-01-23 | 2025-12-30 |
| Redstone Asset Management Limited 紅石資產管理有限公司 |
RO | Type 4 — Advising on securities | 2022-01-13 | 2024-01-14 |
| Redstone Asset Management Limited 紅石資產管理有限公司 |
RO | Type 9 — Asset management | 2022-01-13 | 2024-01-14 |
| Wealthy Securities Limited 永裕證劵有限公司 |
RO | Type 1 — Dealing in securities | 2019-06-27 | 2020-09-30 |
| Wealthy Securities Limited 永裕證劵有限公司 |
RO | Type 4 — Advising on securities | 2019-06-27 | 2020-09-30 |
| Wealthy Securities Limited 永裕證劵有限公司 |
RO | Type 9 — Asset management | 2019-06-27 | 2020-09-30 |
| Deying International Securities Limited 德盈國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2017-04-24 | 2019-06-19 |
| Kilmorey Securities Limited 金力証券有限公司 |
RO | Type 1 — Dealing in securities | 2016-08-16 | 2016-08-26 |
| Kilmorey Securities Limited 金力証券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-06-08 | 2016-08-16 |
| M Securities Limited 雙龍證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-09-02 | 2015-12-21 |
| CTW Securities Limited 卓越證券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-01-14 | 2015-07-15 |