Lee Lee Liu
劉麗莉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lee Lee Liu (劉麗莉), a licensed former licensee with CE reference AQC211. This person has 0.5 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Capital Global Management Limited 瑞興全球財富管理有限公司 |
RO | Type 4 - Advising on securities | 2008-01-03 | 2008-07-03 |
| Capital Global Management Limited 瑞興全球財富管理有限公司 |
RO | Type 9 - Asset management | 2008-01-03 | 2008-07-03 |
Worked alongside
The 17 closest colleagues, strongest tie first — individuals licensed at the same firm as Lee Lee Liu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.