Yuen Kwan (SFC:AQC173) Li
李婉君
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuen Kwan (SFC:AQC173) Li (李婉君), a licensed former licensee with CE reference AQC173. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Shacom Futures Limited 上商期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-11-01 | 2014-08-09 |
| Shacom Futures Limited 上商期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | 2012-11-01 | 2014-08-09 |
| Kaiser Securities Limited 嘉信証券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-03-05 | 2012-08-21 |
| Kaiser Futures Limited 嘉信期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-12-05 | 2012-08-21 |