Simon Sai Man Yip
葉世民
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Simon Sai Man Yip (葉世民), a licensed former licensee with CE reference AQB141. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 5 - Advising on futures contracts | 2011-05-06 | 2014-07-01 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2009-01-02 | 2013-01-09 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2007-11-26 | 2014-07-01 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2007-11-26 | 2014-07-01 |