Rachel Emma Cole
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Rachel Emma Cole, a licensed former licensee with CE reference AQA661. This person has 1.0 year of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AXA Investment Managers Asia Limited 安盛投資管理亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2007-11-23 | 2008-12-05 |
| AXA Investment Managers Asia Limited 安盛投資管理亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2007-11-23 | 2008-12-05 |
| AXA Investment Managers Asia Limited 安盛投資管理亞洲有限公司 |
Rep | Type 9 - Asset management | 2007-11-23 | 2008-12-05 |
Worked alongside
The 17 closest colleagues, strongest tie first — individuals licensed at the same firm as Rachel Emma Cole during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.