Kathryn Clare Dioth

CE No. AQA428 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kathryn Clare Dioth, a licensed former licensee with CE reference AQA428. This person has 3.4 years of SFC licence history. Total licence records on file: 2.

Information

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Licence history

FirmRoleRegulated activityFromTo
Aardvark Fund Management Limited Rep Type 9 - Asset management 2012-10-31 2014-12-12
iFAST Global Markets (HK) Limited
奕豐環球市場(香港)有限公司
RO Type 1 - Dealing in securities 2008-02-12 2009-05-15

Worked alongside

The 19 closest colleagues, strongest tie first — individuals licensed at the same firm as Kathryn Clare Dioth during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Nancy Lan Liu Aardvark Fund Management Limited 2012–2014
Michael Norman Nock Aardvark Fund Management Limited 2012–2014
Ping Cheng Aardvark Fund Management Limited 2012–2014
Wai Biu Tse iFAST Global Markets (HK) Limited 2008–2009
Chor Man Yu iFAST Global Markets (HK) Limited 2008–2009
Benjamin Lik Man Lam iFAST Global Markets (HK) Limited 2008–2009
Wing Yan Wong iFAST Global Markets (HK) Limited 2008–2009
Paula Po Ling Wong iFAST Global Markets (HK) Limited 2008–2009
Vivian Wing Mun Yu iFAST Global Markets (HK) Limited 2008–2009
Wing Sze Chan iFAST Global Markets (HK) Limited 2008–2009
Abby Mei Shan Leung iFAST Global Markets (HK) Limited 2008–2009
Sarah Judith Morgan iFAST Global Markets (HK) Limited 2008–2009
Anjo Ching Yee Yiu iFAST Global Markets (HK) Limited 2008–2009
Pui Ka Wong iFAST Global Markets (HK) Limited 2008–2009
Yin Ting Au iFAST Global Markets (HK) Limited 2008–2009
Matthew James Williams iFAST Global Markets (HK) Limited 2008
Mimi Kam Yiu Tang iFAST Global Markets (HK) Limited 2009
Patrick Choon Leng Ho iFAST Global Markets (HK) Limited 2009
Chung Chun Lim iFAST Global Markets (HK) Limited 2009
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