Charlotte Zi Yun Chen
陳姿允
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Charlotte Zi Yun Chen (陳姿允), a licensed former licensee with CE reference AQA158. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 — Dealing in securities | 2010-02-12 | 2011-06-18 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 — Dealing in securities | 2007-11-20 | 2008-12-02 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-11-20 | 2008-12-02 |
| Macquarie Corporate (Hong Kong) Limited | Rep | Type 6 — Advising on corporate finance | 2007-11-20 | 2008-12-02 |