Ming (SFC:AQA149) Chen
陳名
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ming (SFC:AQA149) Chen (陳名), a licensed former licensee with CE reference AQA149. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Redwood Peak Limited | RO | Type 4 — Advising on securities | 2015-01-12 | 2022-11-30 |
| Redwood Peak Limited | RO | Type 9 — Asset management | 2015-01-12 | 2022-11-30 |
| Redwood Peak Limited | Rep | Type 9 — Asset management | 2007-11-16 | 2015-01-12 |