Ming Chen
陳名
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ming Chen (陳名), a licensed former licensee with CE reference AQA149. This person has 15.0 years of SFC licence history. Total licence records on file: 3.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Redwood Peak Limited | RO | Type 4 - Advising on securities | 2015-01-12 | 2022-11-30 |
| Redwood Peak Limited | RO | Type 9 - Asset management | 2015-01-12 | 2022-11-30 |
| Redwood Peak Limited | Rep | Type 9 - Asset management | 2007-11-16 | 2015-01-12 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ming Chen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Kenneth Lee Chiang | Redwood Peak Limited | 2007–2022 |
| Zhe Xu | Redwood Peak Limited | 2015–2022 |
| Chirag Girish Vasavada | Redwood Peak Limited | 2011–2015 |
| Rehna Yasmin Khan | Redwood Peak Limited | 2015–2019 |
| Chris William Patrona | Redwood Peak Limited | 2008–2013 |
| David Byung Kon Lee | Redwood Peak Limited | 2020–2022 |
| David Huan Kuei Ma | Redwood Peak Limited | 2008–2011 |
| Min Xie | Redwood Peak Limited | 2009–2012 |
| David Gang Cheng Gu | Redwood Peak Limited | 2016–2018 |
| Jennifer Leahy Foster | Redwood Peak Limited | 2011–2014 |
| Douglas Yick Ho Li | Redwood Peak Limited | 2015–2017 |
| Hao Hu | Redwood Peak Limited | 2009–2011 |
| Ming Li Kwang | Redwood Peak Limited | 2009–2011 |
| Tomoko Yano | Redwood Peak Limited | 2008–2009 |
| Jin Woo Jo | Redwood Peak Limited | 2007–2008 |
| Xinyi Wang | Redwood Peak Limited | 2011–2012 |
| Bennett Sato Abe | Redwood Peak Limited | 2011–2012 |
| Deborah Yu Lan Levin | Redwood Peak Limited | 2010–2011 |
| John D Coyle | Redwood Peak Limited | 2019 |
| Robert Lock Yen Cheung | Redwood Peak Limited | 2017 |