Nicolas S Rohatyn
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nicolas S Rohatyn, a licensed former licensee with CE reference AQA078. This person has 0.5 years of SFC licence history. Total licence records on file: 1.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| TRG Management Hong Kong Limited | RO | Type 9 - Asset management | 2013-04-16 | 2013-10-16 |
Worked alongside
The 4 closest colleagues, strongest tie first — individuals licensed at the same firm as Nicolas S Rohatyn during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Garry Kenneth Lester | TRG Management Hong Kong Limited | 2013 |
| Suneel Gautam Kaji | TRG Management Hong Kong Limited | 2013 |
| Ji Hong Min | TRG Management Hong Kong Limited | 2013 |
| Cezar Peralta Consing | TRG Management Hong Kong Limited | 2013 |