Yuan-Chen Wu
吳沅貞
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuan-Chen Wu (吳沅貞), a licensed former licensee with CE reference APZ529. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Rich Union Securities (H.K.) Limited 瑞元證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2007-12-05 | 2008-06-30 |
| Rich Union Securities (H.K.) Limited 瑞元證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2007-12-05 | 2008-06-30 |