John Waitong Lau
劉煒堂
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for John Waitong Lau (劉煒堂), a licensed former licensee with CE reference APY407. This person has 14.7 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SEI Investments (Asia) Limited 美國信怡泰投資有限公司 |
RO | Type 4 - Advising on securities | 2009-01-05 | 2022-06-30 |
| SEI Investments (Asia) Limited 美國信怡泰投資有限公司 |
RO | Type 9 - Asset management | 2009-01-05 | 2022-06-30 |
| SEI Investments (Asia) Limited 美國信怡泰投資有限公司 |
Rep | Type 4 - Advising on securities | 2007-11-05 | 2009-01-05 |
| SEI Investments (Asia) Limited 美國信怡泰投資有限公司 |
Rep | Type 9 - Asset management | 2007-11-05 | 2009-01-05 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as John Waitong Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.