Yang (SFC:APX220) Jiao
焦楊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yang (SFC:APX220) Jiao (焦楊), a licensed former licensee with CE reference APX220. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 |
Rep | Type 4 - Advising on securities | 2011-05-11 | 2012-08-08 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2007-11-02 | 2011-03-18 |