Aurelius Kok Keong Tan

CE No. APW814 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Aurelius Kok Keong Tan (), a licensed former licensee with CE reference APW814. Total licence records on file: 3.

Licence history

FirmRoleRegulated activityFromTo
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
Rep Type 4 - Advising on securities 2008-12-23 2009-01-15
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
Rep Type 1 - Dealing in securities 2007-10-25 2009-01-15
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
Rep Type 6 - Advising on corporate finance 2007-10-25 2009-01-15

Related