Zicheng (SFC:APW360) Lu
盧自成
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zicheng (SFC:APW360) Lu (盧自成), a licensed former licensee with CE reference APW360. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2008-08-14 | 2009-06-23 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2008-07-07 | 2009-06-23 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2007-10-25 | 2008-05-30 |