Francis Siu Wai Ngan
顏肇煒
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Francis Siu Wai Ngan (顏肇煒), a licensed former licensee with CE reference APV918. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2011-02-14 | 2012-01-06 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 1 - Dealing in securities | 2007-10-25 | 2008-05-15 |