Tsz Ching Yim
嚴子靖
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tsz Ching Yim (嚴子靖), a licensed former licensee with CE reference APV917. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2009-07-16 | 2010-06-10 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-07-16 | 2010-06-10 |
| RHB Futures Hong Kong Limited 興業金融期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2008-02-15 | 2009-07-01 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 1 - Dealing in securities | 2008-01-11 | 2009-07-01 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 1 - Dealing in securities | 2007-10-17 | 2007-12-11 |