Jian Guang Shen
沈建光
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jian Guang Shen (沈建光), a licensed former licensee with CE reference APV792. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
RO | Type 4 — Advising on securities | 2012-09-18 | 2018-07-25 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2010-05-11 | 2012-09-18 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 4 — Advising on securities | 2010-03-29 | 2010-05-01 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-10-18 | 2010-05-01 |