Kong Sen Cheng
程亢生
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kong Sen Cheng (程亢生), a licensed former licensee with CE reference APU888. Total licence records on file: 16.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Anbang Asset Management (Hong Kong) Co. Limited 安邦資產管理(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2016-11-15 | 2017-08-04 |
| Anbang Asset Management (Hong Kong) Co. Limited 安邦資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2016-11-15 | 2017-08-04 |
| Anbang Asset Management (Hong Kong) Co. Limited 安邦資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2016-11-15 | 2017-08-04 |
| Anbang Asset Management (Hong Kong) Co. Limited 安邦資產管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-01-26 | 2016-11-15 |
| Anbang Asset Management (Hong Kong) Co. Limited 安邦資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2016-01-26 | 2016-11-15 |
| Anbang Asset Management (Hong Kong) Co. Limited 安邦資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2016-01-26 | 2016-11-15 |
| Anbang Capital (Hong Kong) Co. Limited 安邦資本(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-02-02 | 2016-01-12 |
| Anbang Capital (Hong Kong) Co. Limited 安邦資本(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2015-02-02 | 2016-01-12 |
| Anbang Capital (Hong Kong) Co. Limited 安邦資本(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-02-02 | 2016-01-12 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 — Dealing in securities | 2011-02-14 | 2015-01-28 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-02-14 | 2015-01-28 |
| Macquarie Corporate (Hong Kong) Limited | Rep | Type 6 — Advising on corporate finance | 2011-02-14 | 2015-01-28 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2009-10-06 | 2010-12-22 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2009-10-06 | 2010-12-22 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2007-10-12 | 2008-11-21 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-10-12 | 2008-11-21 |