Yan (SFC:APU861) Li
李岩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yan (SFC:APU861) Li (李岩), a licensed former licensee with CE reference APU861. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Franklin Templeton Investments (Asia) Limited 富蘭克林鄧普頓投資(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2011-03-28 | 2016-01-04 |
| T. Rowe Price Hong Kong Limited 普徠仕香港有限公司 |
Rep | Type 4 — Advising on securities | 2010-12-31 | 2011-02-12 |
| T. Rowe Price Hong Kong Limited 普徠仕香港有限公司 |
Rep | Type 9 — Asset management | 2010-12-31 | 2011-02-12 |
| T. Rowe Price International, Inc. | Rep | Type 4 — Advising on securities | 2007-10-15 | 2010-12-31 |
| T. Rowe Price International, Inc. | Rep | Type 9 — Asset management | 2007-10-15 | 2010-12-31 |