Yan Li
李岩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yan Li (李岩), a licensed former licensee with CE reference APU861. This person has 8.1 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Franklin Templeton Investments (Asia) Limited 富蘭克林鄧普頓投資(亞洲)有限公司 |
Rep | Type 9 - Asset management | 2011-03-28 | 2016-01-04 |
| T. Rowe Price Hong Kong Limited 普徠仕香港有限公司 |
Rep | Type 4 - Advising on securities | 2010-12-31 | 2011-02-12 |
| T. Rowe Price Hong Kong Limited 普徠仕香港有限公司 |
Rep | Type 9 - Asset management | 2010-12-31 | 2011-02-12 |
| T. Rowe Price International, Inc. | Rep | Type 4 - Advising on securities | 2007-10-15 | 2010-12-31 |
| T. Rowe Price International, Inc. | Rep | Type 9 - Asset management | 2007-10-15 | 2010-12-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yan Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.