Lai Hing Liu
廖麗卿
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lai Hing Liu (廖麗卿), a licensed former licensee with CE reference APU672. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2009-05-26 | 2012-05-31 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-05-26 | 2010-11-30 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2007-10-15 | 2009-03-21 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2007-10-15 | 2009-03-21 |