Tianfan Zhong
钟天帆
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tianfan Zhong (钟天帆), a licensed former licensee with CE reference APU590. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 |
Rep | Type 1 — Dealing in securities | 2018-10-08 | 2018-11-07 |
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2018-10-08 | 2018-11-07 |
| Soochow Securities International Capital Limited 東吳證券國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2013-07-29 | 2018-08-31 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-07-06 | 2013-02-26 |
| BNP Paribas Capital (Asia Pacific) Limited 法國巴黎資本(亞太)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-10-12 | 2011-04-01 |