Siu Har Lau
劉少霞
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Har Lau (劉少霞), a licensed former licensee with CE reference APU396. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-03-28 | 2020-08-07 |
| Renaissance Capital (Hong Kong) Limited 晉新資本(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-04-11 | 2012-05-31 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-11-15 | 2010-10-01 |