Sebastian R. A. Dupont
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sebastian R. A. Dupont ( ), a licensed former licensee with CE reference APS906. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2007-10-04 | 2010-06-03 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2007-10-04 | 2010-06-03 |