Yu (SFC:APS294) Zhang
張妤
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yu (SFC:APS294) Zhang (張妤), a licensed former licensee with CE reference APS294. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Anlly Asset Management Limited 安立資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2022-10-25 | 2023-06-01 |
| Anlly Asset Management Limited 安立資產管理有限公司 |
Rep | Type 9 — Asset management | 2022-10-25 | 2023-06-01 |
| China Reserve Securities Limited 東儲證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-11-21 | 2020-04-21 |
| China Reserve Securities Limited 東儲證券有限公司 |
Rep | Type 4 — Advising on securities | 2016-11-21 | 2020-04-21 |
| China Reserve Securities Limited 東儲證券有限公司 |
Rep | Type 9 — Asset management | 2016-11-21 | 2020-04-21 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 4 — Advising on securities | 2016-03-10 | 2016-06-10 |
| China International Capital Corporation Hong Kong Asset Management Limited 中國國際金融香港資產管理有限公司 |
Rep | Type 9 — Asset management | 2015-03-30 | 2016-06-10 |
| CICC US Securities, Inc. |
Rep | Type 1 — Dealing in securities | 2008-02-05 | 2009-06-04 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-10-02 | 2016-06-10 |