Abid Aziz
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Abid Aziz ( ), a licensed former licensee with CE reference APR931. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Bosen Asset Management Limited 寶信資產管理有限公司 |
RO | Type 4 — Advising on securities | 2010-08-16 | 2011-02-16 |
| Bosen Asset Management Limited 寶信資產管理有限公司 |
RO | Type 9 — Asset management | 2010-03-11 | 2011-11-25 |
| Alphatraxx (H.K.) Limited | Rep | Type 4 — Advising on securities | 2007-10-23 | 2008-04-24 |
| Alphatraxx (H.K.) Limited | Rep | Type 9 — Asset management | 2007-10-23 | 2008-04-24 |