Pauline Lai Ting Tse
謝麗婷
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pauline Lai Ting Tse (謝麗婷), a licensed former licensee with CE reference APR716. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2010-06-18 | 2010-08-16 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2008-11-20 | 2010-06-18 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2007-09-25 | 2008-08-31 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2007-09-25 | 2008-08-31 |