Chit Wa Tam
譚哲華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chit Wa Tam (譚哲華), a licensed former licensee with CE reference APQ493. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| VBG Capital Limited 建泉融資有限公司 |
Rep | Type 1 — Dealing in securities | 2016-04-26 | 2019-07-18 |
| VBG Capital Limited 建泉融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2016-04-26 | 2019-07-18 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-01-18 | 2013-05-17 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2011-01-18 | 2013-05-17 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-01-18 | 2013-05-17 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-09-19 | 2009-05-29 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2007-09-19 | 2009-05-29 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-09-19 | 2009-05-29 |