Scot Fraser Thompson
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Scot Fraser Thompson ( ), a licensed former licensee with CE reference APO131. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Macquarie Funds Management Hong Kong Limited 麥格理基金管理(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2015-02-09 | 2015-02-14 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 - Dealing in securities | 2008-03-25 | 2008-04-02 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 - Dealing in securities | 2007-11-26 | 2007-11-30 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 - Dealing in securities | 2007-09-12 | 2007-09-14 |