Scot Fraser Thompson

CE No. APO131 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Scot Fraser Thompson (), a licensed former licensee with CE reference APO131. Total licence records on file: 4.

Licence history

FirmRoleRegulated activityFromTo
Macquarie Funds Management Hong Kong Limited
麥格理基金管理(香港)有限公司
Rep Type 1 - Dealing in securities 2015-02-09 2015-02-14
Macquarie Capital Limited
麥格理資本股份有限公司
Rep Type 1 - Dealing in securities 2008-03-25 2008-04-02
Macquarie Capital Limited
麥格理資本股份有限公司
Rep Type 1 - Dealing in securities 2007-11-26 2007-11-30
Macquarie Capital Limited
麥格理資本股份有限公司
Rep Type 1 - Dealing in securities 2007-09-12 2007-09-14

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