Roy Antonius Cornelis Smale
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Roy Antonius Cornelis Smale ( ), a licensed former licensee with CE reference APN936. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2007-09-06 | 2007-09-13 |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2007-09-06 | 2007-09-13 |