Wai Yik Tse
謝慧憶
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Yik Tse (謝慧憶), a licensed former licensee with CE reference APN832. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Red Sun Capital Limited 紅日資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2017-01-06 | 2017-06-21 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2015-01-21 | 2016-09-29 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2014-11-27 | 2015-01-21 |
| China Everbright Capital Limited 中國光大融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2013-06-24 | 2014-11-18 |
| China Everbright Capital Limited 中國光大融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-05-14 | 2013-06-24 |
| Kingsway Capital Limited 滙富融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-10-10 | 2010-01-01 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-10-10 | 2010-01-01 |