Jennifer Sham
岑穎珊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jennifer Sham (岑穎珊), a licensed former licensee with CE reference APN801. This person has 1.7 years of SFC licence history. Total licence records on file: 4.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| First Prosperous Asset Management Company Limited 瀚盛資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2009-05-20 | 2009-10-31 |
| First Prosperous Asset Management Company Limited 瀚盛資產管理有限公司 |
Rep | Type 9 - Asset management | 2009-05-20 | 2009-10-31 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2007-08-29 | 2008-11-20 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 2 - Dealing in futures contracts | 2007-08-29 | 2008-11-20 |
Worked alongside
The 4 closest colleagues, strongest tie first — individuals licensed at the same firm as Jennifer Sham during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.