Jennifer Sham
岑穎珊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jennifer Sham (岑穎珊), a licensed former licensee with CE reference APN801. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| First Prosperous Asset Management Company Limited 瀚盛資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2009-05-20 | 2009-10-31 |
| First Prosperous Asset Management Company Limited 瀚盛資產管理有限公司 |
Rep | Type 9 — Asset management | 2009-05-20 | 2009-10-31 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2007-08-29 | 2008-11-20 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 2 — Dealing in futures contracts | 2007-08-29 | 2008-11-20 |