Charles Scott Galbreath III
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Charles Scott Galbreath III ( ), a licensed former licensee with CE reference APN793. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SFM HK Management Limited 索羅斯基金管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2013-10-09 | 2015-12-31 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 — Dealing in futures contracts | 2010-12-06 | 2011-09-26 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 — Providing automated trading services | 2010-01-08 | 2011-09-26 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 7 — Providing automated trading services | 2010-01-08 | 2010-12-06 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2007-09-03 | 2011-09-26 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 2 — Dealing in futures contracts | 2007-09-03 | 2010-12-06 |