Wendy Gaye List
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wendy Gaye List, a licensed former licensee with CE reference APL829. This person has 2.3 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Belvest Investment Services Limited 研富投資服務有限公司 |
Rep | Type 4 - Advising on securities | 2009-09-21 | 2010-10-06 |
| AXA Financial Planning (Hong Kong) Limited 安盛理財策劃(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2007-09-07 | 2008-12-17 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wendy Gaye List during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.