Yuan Kai Thomas Lim
林源楷
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuan Kai Thomas Lim (林源楷), a licensed former licensee with CE reference APK977. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2007-08-15 | 2009-08-03 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2007-08-15 | 2009-08-03 |