Le Xiao
肖樂
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Le Xiao (肖樂), a licensed former licensee with CE reference APJ309. This person has 0.3 years of SFC licence history. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Isola Capital Asset Management Limited 安勵資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2014-02-13 | 2014-04-08 |
| Isola Capital Asset Management Limited 安勵資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2014-02-13 | 2014-04-08 |
| Isola Capital Asset Management Limited 安勵資產管理有限公司 |
Rep | Type 9 - Asset management | 2014-02-13 | 2014-04-08 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2007-08-06 | 2007-10-16 |
Worked alongside
The 2 closest colleagues, strongest tie first — individuals licensed at the same firm as Le Xiao during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.
| Name | Shared firm | Overlap |
|---|---|---|
| Anthony Jen Haw Chan | Isola Capital Asset Management Limited | 2014 |
| Sk Sean Soo | Isola Capital Asset Management Limited | 2014 |