Kenji Tsuge
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kenji Tsuge ( ), a licensed former licensee with CE reference APJ219. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2008-03-07 | 2009-01-03 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
RO | Type 2 - Dealing in futures contracts | 2008-03-07 | 2009-01-03 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
RO | Type 4 - Advising on securities | 2008-03-07 | 2009-01-03 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | 2008-03-07 | 2009-01-03 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2007-08-06 | 2008-03-07 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2007-08-06 | 2008-03-07 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2007-08-06 | 2008-03-07 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2007-08-06 | 2008-03-07 |