Graeme David Knowd
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Graeme David Knowd ( ), a licensed former licensee with CE reference APJ205. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Moody's Investors Service Hong Kong Limited | Rep | Type 10 - Providing credit rating services | 2020-05-06 | 2023-03-03 |
| Moody's Investors Service Hong Kong Limited | Rep | Type 10 - Providing credit rating services | 2019-10-28 | 2020-03-30 |
| Moody's Investors Service Hong Kong Limited | Rep | Type 10 - Providing credit rating services | 2012-07-27 | 2019-04-02 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2008-08-26 | 2012-05-31 |
| CLSA Research Limited 里昂證券投資研究有限公司 |
Rep | Type 4 - Advising on securities | 2007-08-06 | 2008-05-17 |