Kenneth Chun Hei Kwok
郭俊熙
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kenneth Chun Hei Kwok (郭俊熙), a licensed former licensee with CE reference APH173. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2009-11-09 | 2010-04-14 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2009-11-09 | 2010-04-14 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2007-07-23 | 2009-10-14 |