Robert Scott Field-Marsham
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Robert Scott Field-Marsham, a licensed former licensee with CE reference APH106. This person has 5.9 years of SFC licence history. Total licence records on file: 13.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
RO | Type 5 - Advising on futures contracts | 2011-08-26 | 2013-05-24 |
| Morgan Stanley Hong Kong Securities Limited | RO | Type 2 - Dealing in futures contracts | 2010-11-30 | 2013-05-24 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
RO | Type 4 - Advising on securities | 2010-02-26 | 2013-05-24 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
RO | Type 1 - Dealing in securities | 2007-11-19 | 2013-05-24 |
| Morgan Stanley Hong Kong Securities Limited | RO | Type 1 - Dealing in securities | 2007-11-19 | 2013-05-24 |
| Morgan Stanley Hong Kong Futures Limited | RO | Type 2 - Dealing in futures contracts | 2007-11-19 | 2010-12-06 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
RO | Type 7 - Providing automated trading services | 2007-11-19 | 2013-05-24 |
| Morgan Stanley Hong Kong Futures Limited | RO | Type 7 - Providing automated trading services | 2007-11-19 | 2010-12-06 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2007-07-16 | 2007-11-19 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 1 - Dealing in securities | 2007-07-16 | 2007-11-19 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 2 - Dealing in futures contracts | 2007-07-16 | 2007-11-19 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 - Providing automated trading services | 2007-07-16 | 2007-11-19 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 7 - Providing automated trading services | 2007-07-16 | 2007-11-19 |