Sanjiv Garg
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sanjiv Garg ( ), a licensed former licensee with CE reference APH104. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Winnington Capital Limited 永靈通金融有限公司 |
RO | Type 4 — Advising on securities | 2010-07-06 | 2013-03-28 |
| Winnington Capital Limited 永靈通金融有限公司 |
RO | Type 5 — Advising on futures contracts | 2010-07-06 | 2013-03-28 |
| Winnington Capital Limited 永靈通金融有限公司 |
RO | Type 9 — Asset management | 2010-07-06 | 2013-03-28 |
| Winnington Capital Limited 永靈通金融有限公司 |
Rep | Type 4 — Advising on securities | 2007-07-20 | 2010-07-06 |
| Winnington Capital Limited 永靈通金融有限公司 |
Rep | Type 5 — Advising on futures contracts | 2007-07-20 | 2010-07-06 |
| Winnington Capital Limited 永靈通金融有限公司 |
Rep | Type 9 — Asset management | 2007-07-20 | 2010-07-06 |