Le Guan
官樂
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Le Guan (官樂), a licensed former licensee with CE reference APG916. This person has 2.9 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Affinity Equity Partners (HK) Limited 駿麒投資(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2010-02-08 | 2010-10-08 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2007-07-13 | 2009-10-12 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2007-07-13 | 2009-10-12 |
Worked alongside
The 10 closest colleagues, strongest tie first — individuals licensed at the same firm as Le Guan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.