Lei (SFC:APF652) Yu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lei (SFC:APF652) Yu ( ), a licensed former licensee with CE reference APF652. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
RO | Type 4 — Advising on securities | 2016-03-21 | 2019-11-29 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 4 — Advising on securities | 2011-03-11 | 2016-03-21 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 4 — Advising on securities | 2009-11-09 | 2011-01-31 |
| MainFirst Securities Hong Kong Limited |
Rep | Type 4 — Advising on securities | 2008-07-21 | 2009-10-05 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 4 — Advising on securities | 2007-07-11 | 2008-06-06 |