Xiaoyuan Hong
洪小源
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaoyuan Hong (洪小源), a licensed former licensee with CE reference APF142. This person has 0.5 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Merchants China Investment Management Limited 招商局中國投資管理有限公司 |
RO | Type 4 - Advising on securities | 2007-10-02 | 2008-04-02 |
| China Merchants China Investment Management Limited 招商局中國投資管理有限公司 |
RO | Type 6 - Advising on corporate finance | 2007-10-02 | 2008-04-02 |
| China Merchants China Investment Management Limited 招商局中國投資管理有限公司 |
RO | Type 9 - Asset management | 2007-10-02 | 2008-04-02 |
Worked alongside
The 8 closest colleagues, strongest tie first — individuals licensed at the same firm as Xiaoyuan Hong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.