Xiaoyuan Hong
洪小源
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaoyuan Hong (洪小源), a licensed former licensee with CE reference APF142. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Merchants China Investment Management Limited 招商局中國投資管理有限公司 |
RO | Type 4 — Advising on securities | 2007-10-02 | 2008-04-02 |
| China Merchants China Investment Management Limited 招商局中國投資管理有限公司 |
RO | Type 6 — Advising on corporate finance | 2007-10-02 | 2008-04-02 |
| China Merchants China Investment Management Limited 招商局中國投資管理有限公司 |
RO | Type 9 — Asset management | 2007-10-02 | 2008-04-02 |